November 24, 2014-Ogden, Utah
The Financial Industry Regulatory Authority (FINRA) barred Scott D. Barker from the securities industry to resolve allegations that he failed to provide documents and information to FINRA who was conducting and investigation into whether Barker misused insurance premiums for business and/or office expenses.
Barker was registered with Farmers Financial Solutions since January 2004.
Rex Securities Law , located in Boca Raton, FL, provides representation to investors in Utah and nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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