December 1, 2014- Stafford, TX
The Financial Industry Regulatory Authority (FINRA) barred James Francis Reid from the securities industry for failing to respond to requests for testimony into allegations that he had misappropriated over $21,000 in insurance premiums from 15 customers.
Reid was registered with Farmers Financial Solutions in 3/2000 and was discharged “for misappropriating insurance premiums” on 8/1/2013. After failing to respond to FINRA’s requests for testimony on three occasions, he was barred for violating FINRA Rule 2010 by converting insurance customer funds.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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