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Northeast Securities, Inc. Sanctioned Over Bond Sales

Northeast Securities, Inc. Sanctioned Over Bond Sales

Northeast Securities, Inc. Sanctioned Over Bond Sales 150 150 Rex Securities Law

Northeast Securities, Inc. of Mitchelfield, NY , was censured and fined $70,000 by FINRA to resolve allegations that the firm sold corporate bonds to customers at a price that was not fair, taking into consideration al relevant circumstances, in violation of NASE and FINRA rules.

Rex Securities Law provides nationwide representation to investors seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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