In July 2014 Jay John Soojian entered submitted a Letter of Acceptance, Waiver and Consent to the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he he fraudulently omitted material facts in connection with his sales of $775,000 of Osiris Fund limited partnership interests. FINRA also alleged that Soojian participated in private securities transactions with written approval from his firm.
According to FINRA records, Soojian was registered with New England Securities from 12/2000-8/2011 and with Park Avenue Securities from 09/2011-10/2012.
Soojian was permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public.
Rex Securities Law provides nationwide representation to investors seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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