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Ralph Oelbermann, Former LPL Financial/J.W. Cole Broker-Barred From Industry

Ralph Oelbermann, Former LPL Financial/J.W. Cole Broker-Barred From Industry

Ralph Oelbermann, Former LPL Financial/J.W. Cole Broker-Barred From Industry 150 150 Rex Securities Law

UPDATE-May 2015

Oelbermann was permanently barred by FINRA for failing to respond to a FINRA request for information. Link to Oelbermann’s FINRA record. 

On October 24, 2014, the Florida Office of Financial Regulation (OFR) permanently barred Ralph Oelbermann and assessed an administrative fine of $110,000 for violations of Chapter 517 of the Florida Securities Statutes.

FINRA records indicate that Oelbermann was a stock broker in Palm Beach Gardens registered with the following firms:

  • JW Cole Financial             10/2013-12/2013
  • LPL Financial                        12/2012-10/2013
  • Securities America             9/2011-11/2012

FINRA records indicate that Oelbermann was discharged by LPL Financial 09/2013 for unauthorized trading involving mutual funds.

If you suffered losses in an account handled by Oelbermann, contact us to learn how you may be entitled to damages.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Nationwide Representation

Rex Securities Law

TollFree: 877-224-3199

Florida-561 391 1900 

Texas-512-329-2870

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