To resolve allegations that she wrongfully converted $140,058 from a customer’s account for her own use and benefit, Ane S. Plate , who formerly worked for Wells Fargo Advisors in Deland, FL, consented to an order barring her from the securities industry. The findings also state that Plate executed 15 unauthorized trades in the customer account to generate the cash proceeds she subsequently converted.
If you suffered damages in an account handled by Plate, contact us to learn how you may be able to recover your losses.
Rex Securities Law provides nationwide representation to investors seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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