The Tennessee Securities Division of the Department of Commerce and Insurance , regulates the securities industry in Tennessee. According to their website:
“The Tennessee Securities Division enforces the Tennessee Act of 1980 to maintain the integrity of the securities market and to protect investors.
The Division also promotes investor education and the prevention of fraud in the securities industry.”
The Investor Education page which is regularly updated offers Tennessee residents valuable resources to help investors protect themselves and avoid securities fraud.
Rex Securities Law provides nationwide representation to investors seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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