The Securities Division of the Office of the South Carolina Attorney General, Alan Wilson, regulates the securities industry in South Carolina.
“The Securities Division enforces the South Carolina Uniform Securities Act, which seeks to protect South Carolina investors against fraud and unfair or unethical practices; registers both securities and professionals in the securities industry; develops and implements investor education initiatives; and supports an equitable, competitive, and efficient securities marketplace that contributes to the economic development of South Carolina and the well-being of its citizens.”
From time to time the Securities Division publishes Investor Alerts and there is a section with Investor Education & Fraud Prevention. Topics range from Crowdfunding to How Senior Citizens Can Avoid Investment Fraud and Abuse.
Rex Securities Law provides nationwide representation to investors seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
561 391 1900