The Alabama Securities Commission, Joseph P. Borg, Director, regulates the securities industry in Alabama.
“The ASC is committed to protect investors against securities fraud an provides aggressive enforcement actions against any firm or individual who has violated the Alabama Securities Act or other state and federal statutes to the detriment of Alabama investors. “
From time to time the ASC publishes Investor Alerts and there is a section with Investor Education & Fraud Prevention. Topics range from what to watch out for when investing in Oil and Gas investments to tips for Senior Citizens to avoid financial exploitation and fraud.
Rex Securities Law provides nationwide representation to investors seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
561 391 1900