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FINRA Sues Former Waddell & Reed Broker Jeffrey B. Meyer-Private Securities Transactions

FINRA Sues Former Waddell & Reed Broker Jeffrey B. Meyer-Private Securities Transactions

FINRA Sues Former Waddell & Reed Broker Jeffrey B. Meyer-Private Securities Transactions 150 150 Rex Securities Law

In August 2014, the Financial Industry Regulatory Authority (FINRA) filed a complaint against Jeffrey Meyer for participating in 37 private securities transactions, totaling over $1.5 million in violation of firm procedures and policies as well as NASD and FINRA Rules.

While registered with Waddell & Reed, Inc. FINRA alleges that Meyer participated in private securities transactions involving this company:

  • United Private Capital 

While registered with WRP Investments, Inc.  FINRA alleges that Meyer participated in private securities transactions involving these companies:

  • Strategic Lending Solution
  • K&M Oil Company

If you suffered losses in an account handled by Jeffrey Meyer, contact us to discuss your legal options.

Rex Securities Law provides nationwide representation to investors seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.  Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Rex Securities Law

561 391 1900

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