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Donna Tucker-Former UBS Broker-Charged With Stealing From Elderly/Blind Customers-Roanoke, VA

Donna Tucker-Former UBS Broker-Charged With Stealing From Elderly/Blind Customers-Roanoke, VA 150 150 Rex Securities Law

VIrginia-July 31, 2014

The U.S. Securities and Exchange Commission charged a Roanoke, VA, stockbroker with fraud in connection with stealing funds from her elderly clients, some of whom are blind.

Donna Jessee Tucker is charged in the SEC complaint with stealing over $730,000 from her elderly clients and using the money to pay for vacations, clothes, cars and her country club. Aware that they would not likely be able to access them, she arranged to have monthly statements provided to them electronically, online, rather than paper statements through the mail.

According to FINRA records, Tucker , who is permanently barred from the securities industry, was registered with UBS Financial Services 11/2007-4/2013 and prior to that with A.G. Edwards & Sons 12/2003-11/2007. FINRA records further indicate that Tucker pled guilty to wire fraud and tax evasion. Sentencing is set for November 12, 2014, U.S. District Court for Western District of Virginia.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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Rex Securities Law

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