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Revere Securities Fined $35,000 by Maine Office of Securities

Revere Securities Fined $35,000 by Maine Office of Securities

Revere Securities Fined $35,000 by Maine Office of Securities 150 150 Rex Securities Law

In July 2014, the State of Maine  Office of Securities found that Revere Securities, LLC, a licensed broker dealer, engaged in unlicensed activity as an investment adviser in Maine and failed to establish and enforce a system of adequate supervisory controls over its branch office operations. Consent Order 11-7733-2.

Rex Securities Law provides nationwide representation to investors seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.  Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Rex Securities Law

561 391 1900

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