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Rochester Broker Brian Seifert Named In FINRA Complaint

Rochester Broker Brian Seifert Named In FINRA Complaint

Rochester Broker Brian Seifert Named In FINRA Complaint 150 150 Rex Securities Law

 Brian Michael Seifert was named in a complaint filed by The Financial Industry Regulatory Authority (FINRA) alleging that he failed to appear twice for a scheduled interview in connection with a FINRA investigation related to whether Seifert forged documents and falsified insurance customer information. (FINRA Case#2012033920601 )

According to FINRA records Seifert’s recent registration includes:

Country Capital Management      3/2008-8/2012

 Rex Securities Law provides nationwide representation to investors seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.  Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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