In July 2014, the FInancial Industry Regulatory Authority (FINRA) permanent barred Edward J. Wendol of Spring Hill, Florida from the securities industry to resolve allegations that during the course of an investigation into whether Wendol was involved in undisclosed business and undisclosed private securities transactions, Wendol failed to comply with FINRA’s request for documents and information and refused to appear for on the record testimony.
According to FINRA records Wendol was most recently registered as follows:
- WTS Proprietary Trading Group – New York 9/2013-7/2014
- Sterling Enterprises Group -St. Petersburg, FL 12/2011-8/2012
- American Classic Securities -Ponte Vedre, FL 11/2008-10/2009
- Peak Securities Corp. – Largo, FL 6/2005-11/2006
Edward J. Wendol is currently listed as Managing Partner of Total Retirement Security Planning & Mentoring Group in Spring Hill, Florida on that company’s website: http://totalretirementsecurity.com/us/
If you suffered damages in an account handled by Wendol, contact us to learn about your legal options.
Rex Securities Law provides nationwide representation to investors seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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