In July 2014, FINRA barred John Gayle Pettus of Caracas, Venezuela from the securities industry to resolve allegations that during the course of an ongoing FINRA investigation, Pettus failed to appear to provide testimony.
According to FINRA records Pettus was detained in Caracas in April 2013 for alleged violations of Article 9 of Law Against Illegal Exchange Transactions and voluntarily resigned from Oppenheimer & Co. in June 2013.
Rex Securities Law provides nationwide representation to investors seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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