According to FINRA records Ashik Akberall Kapasi was barred from the securities industry by FINRA upon findings that he provided false responses to FINRA requests for information relating to his outside business activities and related loans.
According to FINRA records Kapasi was registered with Raymond James 8/2011-2//2013 and prior to that was registered with Merrill Lynch until 5/9/2011 where he was discharged for engaging in outside business activities without knowledge or consent of Merrill Lynch.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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