FINRA fined Citigroup Global Markets $1.85 million and ordered the company to pay restitution to investors of $638,000 for failing to provide best execution in 22,000 customer transactions involving non-convertible preferred securities.
See FINRA press release for details.
Rex Securities Law provides nationwide representation to investors seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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