August 2014-Orem, Utah
The Financial Industry Regulatory Authority (FINRA) barred Steven Bruce Heinz from association with any FINRA member to resolve allegations that Heinz refused to appear and provide testimony related to 1035 annuity exchanges.
According to FINRA records, Heinz was registered with Olgilvie Security Advisors from 4/2004-10/2012.
If you have questions about annuity transactions or unexplained losses in your brokerage account, call to speak with an experienced securities attorney to discuss your legal options.
Rex Securities Law provides nationwide representation to investors seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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