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CBG Financial Group Broker Vincenzo Fontana Fined/Suspended by FINRA

CBG Financial Group Broker Vincenzo Fontana Fined/Suspended by FINRA

CBG Financial Group Broker Vincenzo Fontana Fined/Suspended by FINRA 150 150 Rex Securities Law

Boca Raton, FL-June 2014

FINRA assessed  Vincenzo F. Fontana a deferred fine of $5,000 and suspended him for 30 business days to resolve allegations that he exercised discretionary power in customer accounts by making trades without obtaining the customer’s authorization and in violation of firm policy.

According to FINRA records Vincenzo was most recently registered with CBG Financial Group from 9/2009-8/2012.

Rex Securities Law provides nationwide representation to investors seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.  Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Rex Securities Law

561 391 1900

 

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