The Financial Industry Regulatory Authority (FINRA) fined VFinance Investments, Inc. $27,500 and required the firm to revise its written supervisory procedures to resolve allegations that it failed to publish immediately a bid or offer that reflected the price and the full size of customer limit orders for over the counter (OTC) equity securities held by VFinance that were at a price that would have improved the bid or offer of the firm in such securities.
Rex Securities Law provides nationwide representation to investors seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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