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Robert Acri, Former Broker for World Equity Group Sanctioned by FINRA

Robert Acri, Former Broker for World Equity Group Sanctioned by FINRA 150 150 Rex Securities Law

Former World Equity Group broker Robert Christian Acri of  Winnetka, Illinois, submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any FINRA member in  any capacity. Without admitting or denying the findings, Acri consented to the sanction  and to the entry of findings that FINRA commenced an investigation concerning his  involvement in the sale of alternative investments, including promissory notes, that  had defaulted. The findings stated that as part of that investigation, FINRA requested  information and documents from Acri.

Acri provided a partial but incomplete response  and, after a deficiency letter was sent to him, he provided a second partial but incomplete  response. Although Acri provided partial responses, he did not substantially comply with  all aspects of the request, and the information and documents he failed to provide were  material to FINRA’s investigation.

FINRA Case #2013038624802

According to FINRA records, Acri’s recent registration history is as follows:
  • World Equity Group 6/2012-6/2013
  • Spyglass Securities 6/2010-6/2011
If you have losses on alternative investments like promissory notes, oil and gas partnerships and real estate investment trusts (REITs), purchased from World Equity Group contact us to discuss your legal rights to recover losses through FINRA arbitration.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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Rex Securities Law

TollFree: 877-224-3199

Florida-561 391 1900 

Texas-512-329-2870

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