In March 2014, FINRA fined American Investors Group, Inc. of Minnetonka, Minnesota, $35,000 in connection with findings that the firm did not have adequate supervisory systems and procedures to ensure fair pricing of church bonds in the secondary market. FINRA found that with regard to church bonds traded in the secondary market, the firm did not conduct adequate ongoing due diligence.
Rex Securities Law , located in Boca Raton, FL, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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