Pembroke Pines Broker Ariel Hernandez Barred from Industry

Pembroke Pines Broker Ariel Hernandez Barred from Industry 150 150 Rex Securities Law

In March 2014 the Financial Industry Regulatory Authority barred Pembroke Pines, FL, broker Ariel Luis Hernandez from the industry

FINRA findings state that Hernandez wired money from a client’s fee based brokerage account  to a bank without the client’s permission or knowledge and disclosed a pending customer dispute concerning the same allegations, indicating the alleged compensatory damages of $158,000
According to FINRA records Hernandez is not currently registered. His previous registration history includes:
8/2010-11/2013 Liberty Partners Financial Services
9/2009-8/2010 Summit Brokerage Services 
12/2008-9/2009 J.B. Hanauer

Rex Securities Law , located in Boca Raton, FL, provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Rex Securities Law

561 391 1900

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