By Robert H. Rex, Esq.
In January 2014, FINRA announced that Timothy John Coyle of Palm Harbor, Florida, was fined $5,000 and suspended for six months based upon findings that he forged signatures on documents and also forged a customer’s initials next to amendments to a variable annuity application. The findings stated that the customer signatures and initials Coyle forged were done without the customer’s knowledge or consent.
The suspension if from December 2, 2013-June 1 2014.
According to FINRA records, Coyle most recently was registered with New England Securities from 7/2008-2/2012.
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