By Robert H. Rex, Esq.
In January 2014, FINRA announced that Timothy John Coyle of Palm Harbor, Florida, was fined $5,000 and suspended for six months based upon findings that he forged signatures on documents and also forged a customer’s initials next to amendments to a variable annuity application. The findings stated that the customer signatures and initials Coyle forged were done without the customer’s knowledge or consent.
The suspension if from December 2, 2013-June 1 2014.
According to FINRA records, Coyle most recently was registered with New England Securities from 7/2008-2/2012.
If you have questions about the way your brokerage account has been handled call 561 391 1900 to speak with an experienced securities attorney or click the “Contact Us” button above and tell us a little bit about your situation and we will be in touch.
561 391 1900