To resolve allegations that he effected securities transactions totaling over $27 million dollars in customer’s securities accounts that were held away from, and owned by, non-customers of his member firms, Robert John Beihoff of Brookfield, Wisconsin, submitted an Offer of Settlement in which he was barred from association with any FINRA member in any capacity. FINRA Case #2010025512301.
According to FINRA records, Beihoff was registered with the following firms:
- H. Beck, Inc. 12/2009-12/2010
- SII Investments, Inc. 01/1998-12/2009
If you have questions about investment losses or the way your brokerage account has been handled, please contact us to discuss your legal rights.
Rex Securities Law , located in Boca Raton, FL, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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