On April 17, 2013, a FINRA arbitration panel found former Morgan Stanley broker Jeffery G. Iseler, liable for breach of a promissory note and ordered him to pay his former employer $144,507, plus interest.
This is 100% of the amount requested by Morgan Stanley in FINRA Case #12-2803 which was recently heard in Tampa, FL. According to FINRA records, Iseler worked for Morgan Stanley from June 2009 until January 2012. He is currently registered with JHS Capital Advisors, LLC.
If you believe you are a victim of stockbroker fraud or negligence, you may be able to recover losses through FINRA arbitration which is much quicker and less costly than litigation in court. Most cases are done on a contingent fee basis and are generally completed in a year or less.
If you have questions or complaints about losses in your brokerage account, call us for a no charge consultation.
Rex Securities Law , located in Boca Raton, FL, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
561 391 1900