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FINRA’s Florida Stockbroker Disciplinary Actions-July 2012

FINRA’s Florida Stockbroker Disciplinary Actions-July 2012

FINRA’s Florida Stockbroker Disciplinary Actions-July 2012 150 150 Rex Securities Law


The
Financial Industry Regulatory Authority (FINRA) issues a report on
disciplinary and other actions involving registered brokers, investment
advisers and brokerage firms every month.

The significant actions involving brokers in the state of Florida can be found here.

Follow this link to the FINRA website for the entire report for the month of July 2012 as well as to access  earlier time periods.

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