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Woodstock Financial Group investigation

Sean P. McCabe Investigation-Worden Capital Mangement Broker-Discloses Settlement of Customer Disputes
Sean P. McCabe Investigation-Worden Capital Mangement Broker-Discloses Settlement of Customer Disputes 150 150 Rex Securities Law

April 2018 Update– Garden City, New York According to FINRA records,  Sean P. McCabe , currently a broker with Worden Capital Management,  discloses  5 finalized customer disputes. The Financial Industry Regulatory Authority…

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Michael P. McMahon -Former National Securities Corp Stockbroker-Discloses Pending Customer Disputes-NY
Michael P. McMahon -Former National Securities Corp Stockbroker-Discloses Pending Customer Disputes-NY 150 150 Rex Securities Law

Garden City, New York MAY 2017 UPDATE–MCMahon’s FINRA record discloses 5 pending and 11 final customer disputes. In 11/2016 FINRA case 15-1558 was settled for $400,000 to resolve allegations by…

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Danny L. Butcher Discharged by Edward Jones-Canyon, Texas
Danny L. Butcher Discharged by Edward Jones-Canyon, Texas 150 150 Rex Securities Law

April 10, 2016-Canyon, Texas The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…

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