Westpark Capital investigation Archives

ER
June 27, 2023
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Justin Singletary-Former Westpark Capital Broker- Discloses Customer Dispute Involving GWWG L-Bonds – San Clemente, CA

Justin Singletary-Former Westpark Capital Broker- Discloses Customer Dispute Involving GWWG L-Bonds – San Clemente, CA http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER http://0.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g June 27, 2023 June 27, 2023

Justin Singletary Investigation June 2023 – San Clemente, CA According to publicly available records Justin Singletary , a stockbroker previously employed by Westpark Capital, discloses a pending customer dispute involving GWG L-Bonds.…

Rex Securities Law
July 20, 2021
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Gregory McCloskey-Former Westpark Capital Broker-Permanently Barred From FINRA- Irvine, CA

Gregory McCloskey-Former Westpark Capital Broker-Permanently Barred From FINRA- Irvine, CA http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g July 20, 2021 July 20, 2021

July 2021- San Clemente, CA According to publicly available records Gregory McCloskey (CRD#2820510), a former stockbroker who last worked for Westpark Capital, has been permanently barred from FINRA. The Financial…

Rex Securities Law
August 31, 2018
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Michael Polyakov- Westpark Capital Broker-Discloses Customer Disputes – Boca Raton, FL

Michael Polyakov- Westpark Capital Broker-Discloses Customer Disputes – Boca Raton, FL http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 31, 2018 August 31, 2018

March 2018 – Boca Raton, FL According to publicly available records Michael Polyakov, (CRD# 734810) , a stockbroker who is currently employed by Westpark Capital , disclose 3 prior settled customer disputes . The Financial Industry Regulatory Authority…

Rex Securities Law
February 10, 2018
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Patrick Henry Maddren-Former Laidlaw & Co. Broker-Discloses Settlement of Customer Dispute-Ft. Lauderdale, FL

Patrick Henry Maddren-Former Laidlaw & Co. Broker-Discloses Settlement of Customer Dispute-Ft. Lauderdale, FL http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 10, 2018 February 10, 2018

February 2018- Ft. Lauderdale, FL The FINRA records of Patrick Henry Maddren, a stockbroker with Westpark Capital, who was formerly employed by Dawson James Securities and Laidlaw & Company, disclose a settled customer dispute and…

Rex Securities Law
February 7, 2018
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Harry Datys-Westpark Capital Stockbroker-Discloses Regulatory Issues and Customer Complaints- Boca Raton, FL

Harry Datys-Westpark Capital Stockbroker-Discloses Regulatory Issues and Customer Complaints- Boca Raton, FL http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 7, 2018 March 8, 2019

March 2019- Warwick, New York/Boca Raton, FL The FINRA records of Harry Seth Datys, a stockbroker who is currently employed by Westpark Capital , disclose three regulatory events, 3 pending customer disputes, 13 prior…

Rex Securities Law
June 14, 2016
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Sean W. Mollard-Former Dawson James Broker-Discloses $1M Customer Dispute

Sean W. Mollard-Former Dawson James Broker-Discloses $1M Customer Dispute http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 14, 2016 April 27, 2017

Boca Raton, Florida UPDATE APRIL 2017-FINRA records indicate that FINRA arbitration 16-0849, described below, was settled in February 2017 for $295,000. ORIGINAL POST JUNE 2016 According to FINRA records, Sean W.…

Rex Securities Law
May 10, 2016
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Bryan Mazliach-Former Laidlaw & Company Broker-Discloses Customer Arbitrations

Bryan Mazliach-Former Laidlaw & Company Broker-Discloses Customer Arbitrations http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g May 10, 2016 May 13, 2019

May 2019 The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…