NOVEMBER 2019 UPDATE–Current FINRA records for Wedbush Securities disclose 109 regulatory events. In September 2019 FINRA censured Wedbush and ordered the company to disgorge nearly $2 million to resolve allegations…
read moreLos Angeles, CA-July 2017 A Financial Industry Regulatory Authority (FINRA) arbitration panel comprised of three public arbitrators ordered Wedbush Securities to pay two former customers (husband and wife) compensatory damages…
read moreBoca Raton, Florida According to FINRA records, Matthew J. Ronan , a stock broker who works for ViewTrade Securities discloses a customer dispute that has been finalized and a pending regulatory investigation. The Financial…
read moreJames R. Blinkhorn-Former Wedbush Securities Broker-Settles Customer Churning Claim for $1.1 Million
Staten Island, NY The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…
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