vsr financial alternative investment problem Archives - Page 2 of 3

Rex Securities Law
April 14, 2017
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Kenneth B. Neuner-Former VSR Financial Services Broker-Discharged by Summit Brokerage Services-Dallas, TX

Kenneth B. Neuner-Former VSR Financial Services Broker-Discharged by Summit Brokerage Services-Dallas, TX http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 14, 2017 April 4, 2018

FEBRUARY 2018 UPDATE-Kenneth Neuner barred from securities industry. See this for more details. April 2017-Dallas, Texas The FINRA records of Kenneth B. Neuner , a stockbroker who was formerly employed by VSR Financial Services…

Rex Securities Law
April 13, 2017
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Daniel C. Stewart-Former VSR Financial Services Broker-Discloses Customer Dispute-Shawnee, KS

Daniel C. Stewart-Former VSR Financial Services Broker-Discloses Customer Dispute-Shawnee, KS http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 13, 2017 April 13, 2017

April 2017-Shawnee, KS The FINRA records of Daniel C. Stewart , a stockbroker who was formerly employed by VSR Financial Services disclose a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency…

Rex Securities Law
March 30, 2017
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David A. Basinger-Former VSR Financial Services Broker-Investigation Over Alternative Investments-Alexandria, VA

David A. Basinger-Former VSR Financial Services Broker-Investigation Over Alternative Investments-Alexandria, VA http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 30, 2017 April 6, 2017

Alexandria, Virginia Rex Securities Law is investigating broker David Alan Basinger on behalf of a elderly, retired widow from Alexandria who was advised to purchase limited partnerships, direct investments in oil & gas,…

Rex Securities Law
September 27, 2016
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Bob Wamhoff-Former VSR Financial Broker-Discloses Pending Customer Disputes

Bob Wamhoff-Former VSR Financial Broker-Discloses Pending Customer Disputes http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g September 27, 2016 March 7, 2018

UPDATE MARCH 2018-Follow this link for most recent update. UPDATE SEPTEMBER 2017–Robert Wamhoff discloses 2 currently pending customer disputes: 7/2017-a customer of VSR Financial Services alleges poor performance of oil…

Rex Securities Law
September 27, 2016
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Robert B. Hardcastle-Former VSR Financial Broker-Discloses Settlement of Customer Disputes-Chesterfield, MO.

Robert B. Hardcastle-Former VSR Financial Broker-Discloses Settlement of Customer Disputes-Chesterfield, MO. http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g September 27, 2016 May 18, 2017

September 2016-Chesterfield, MO The FINRA records of Robert B. Hardcastle, a stockbroker who was formerly employed by VSR Financial Services disclose 11 prior customer disputes that are final. The Financial Industry Regulatory Authority (FINRA) is the agency that…

Rex Securities Law
July 10, 2016
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Barry W. Lemay-Former VSR Financial Broker-Discloses Customer Dispute Over Alternative Investments

Barry W. Lemay-Former VSR Financial Broker-Discloses Customer Dispute Over Alternative Investments http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g July 10, 2016 March 3, 2017

Campbell, CA According to FINRA records, Barry W. Lemay , a stockbroker who formerly worked for VSR Financial Services discloses 9 final customer disputes and one pending customer dispute. The Financial Industry Regulatory Authority…

Rex Securities Law
June 29, 2016
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Charles Geraci-Former VSR Financial Services Broker-Discloses Customer Disputes-The Woodlands, TX

Charles Geraci-Former VSR Financial Services Broker-Discloses Customer Disputes-The Woodlands, TX http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 29, 2016 November 13, 2017

The Woodlands, Texas UPDATE NOVEMBER 2017–Charles Geraci no longer registered with VSR FInancial Services. See this for details. UPDATE December 2016–VSR Financial Services has ceased operations. Many of its brokers have…

Rex Securities Law
June 15, 2016
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VSR Financial Services-How to Recover Damages On Investment Losses

VSR Financial Services-How to Recover Damages On Investment Losses http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 15, 2016 March 24, 2017

FEBRUARY 2017 UPDATE–VSR Financial has closed operations. Many of its brokers and clients have been transferred to Summit Brokerage Services, a related entity. See below for discussion of VSR’s regulatory…

Rex Securities Law
March 14, 2016
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Keith Chapman-Former VSR Financial Broker-Discloses Customer Dispute-Dallas, Texas

Keith Chapman-Former VSR Financial Broker-Discloses Customer Dispute-Dallas, Texas http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 14, 2016 April 29, 2017

Dallas, Texas Former VSR Financial Services broker Keith E. Chapman of Chapman Wealth Management discloses a customer dispute related to the sale of limited partnerships, direct investments, equipment leasing investments and real estate securities. (Alternative…