Brad Brooks Investigation November 2021- Addison, Texas The FINRA records of Brad C. Brooks , a broker who is employed by Titan Securities disclose a currently pending regulatory investigation, 6 prior final customer…
read moreApril 2020-Addison, TX According to publicly available records of John Leighton Mitchell (CRD#336967) , a broker with Titan Securities, discloses one final and three currently pending customer disputes. The Financial Industry…
read moreSEE THIS FOR JANUARY 2020 UPDATE APRIL 2018 UPDATE–Walt Parker suspended in connection with sale of alternative investments, assessed $7,500 fine by FINRA. Read more here. March 2018-Rowlett, Texas The…
read moreJanuary 2020-Rowlett, Texas The FINRA records of Walter (Walt) Parker , a currently unregistered broker who was last employed by Titan Securities disclose a recent regulatory matter, 2 pending customer disputes and 11 prior…
read moreApril 2017-Arlington, Texas The FINRA records of Thomas P. Smith , a stockbroker who is currently registered with Center Street Securities disclose a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the…
read moreMAY 2018 UPDATE–See this for update. ORIGINAL POST-April 2017-Whitesboro, Texas The FINRA records of Clyde D. Jones , a stockbroker who is currently registered with Titan Securities disclose 2 pending customer disputes, 2…
read moreSEE THIS FOR JANUARY 2020 UPDATE Rowlett, Texas APRIL 2018 UPDATE–Walt Parker suspended in connection with sale of alternative investments, assessed $7,500 fine by FINRA. Read more here. UPDATE JULY…
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