titan securities udf losses Archives - Rex Securities Law-BLOG

Rex Securities Law
November 9, 2021
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Brad Brooks-Titan Securities Broker-Discloses Regulatory Investigation-Addison, TX

Brad Brooks-Titan Securities Broker-Discloses Regulatory Investigation-Addison, TX http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g November 9, 2021 November 9, 2021

Brad Brooks Investigation November 2021- Addison, Texas The FINRA records of Brad C. Brooks , a broker who is employed by Titan Securities disclose a currently pending regulatory investigation, 6 prior final customer…

Rex Securities Law
April 14, 2020
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John L. Mitchell-Titan Securities Broker-Discloses Customer Disputes – Addison, TX

John L. Mitchell-Titan Securities Broker-Discloses Customer Disputes – Addison, TX http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 14, 2020 April 14, 2020

April 2020-Addison, TX According to publicly available records of John Leighton Mitchell (CRD#336967) , a broker with Titan Securities, discloses one final and three currently pending customer disputes. The Financial Industry…

Rex Securities Law
March 2, 2018
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Walter W. Parker-Titan Securities Broker-Discloses Settlements of Customer Suits and a Regulatory Investigation-Rowlett, Texas

Walter W. Parker-Titan Securities Broker-Discloses Settlements of Customer Suits and a Regulatory Investigation-Rowlett, Texas http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 2, 2018 January 29, 2020

SEE THIS FOR JANUARY 2020 UPDATE APRIL 2018 UPDATE–Walt Parker suspended in connection with sale of alternative investments, assessed $7,500 fine by FINRA. Read more here. March 2018-Rowlett, Texas The…

Rex Securities Law
February 26, 2018
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Walt Parker-Former Titan Securities Broker-Subject of Numerous UDF Suits & Regulatory Suspension – Rowlett , Texas

Walt Parker-Former Titan Securities Broker-Subject of Numerous UDF Suits & Regulatory Suspension – Rowlett , Texas http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 26, 2018 January 29, 2020

January 2020-Rowlett, Texas The FINRA records of Walter (Walt) Parker , a currently unregistered broker who was last employed by Titan Securities disclose a recent regulatory matter, 2 pending customer disputes and 11 prior…

Rex Securities Law
April 28, 2017
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Thomas P. Smith-Former Titan Securities Broker-Discloses Customer Dispute Over Alternative Investment-Arlington, TX

Thomas P. Smith-Former Titan Securities Broker-Discloses Customer Dispute Over Alternative Investment-Arlington, TX http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 28, 2017 April 28, 2017

April 2017-Arlington, Texas The FINRA records of Thomas P. Smith , a stockbroker who is currently registered with Center Street Securities disclose a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the…

Rex Securities Law
April 28, 2017
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Clyde D. Jones-Titan Securities Broker-Discloses Customer Disputes Over Viatical Settlements-Whitesboro, Texas

Clyde D. Jones-Titan Securities Broker-Discloses Customer Disputes Over Viatical Settlements-Whitesboro, Texas http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 28, 2017 May 11, 2018

MAY 2018 UPDATE–See this for update. ORIGINAL POST-April 2017-Whitesboro, Texas The FINRA records of Clyde D. Jones , a stockbroker who is currently registered with Titan Securities disclose 2 pending customer disputes, 2…

Rex Securities Law
April 27, 2017
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Walter Parker-Titan Securities Broker-Discloses Customer Disputes Over UDF Investments-Rowlett, Texas

Walter Parker-Titan Securities Broker-Discloses Customer Disputes Over UDF Investments-Rowlett, Texas http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 27, 2017 January 29, 2020

SEE THIS FOR JANUARY 2020 UPDATE Rowlett, Texas APRIL 2018 UPDATE–Walt Parker suspended in connection with sale of alternative investments, assessed $7,500 fine by FINRA. Read more here. UPDATE JULY…