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Roger B. Deal-Former Royal Alliance Broker-Discloses $3.2M Customer Dispute over Real Estate Investment
Roger B. Deal-Former Royal Alliance Broker-Discloses $3.2M Customer Dispute over Real Estate Investment 150 150 Rex Securities Law

July 2016- Columbus, Nebraska The FINRA records of Roger B. Deal  , a stock broker currently employed by Geneos Wealth Management , disclose  a currently pending customer dispute . The Financial Industry Regulatory Authority (FINRA) is the…

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Gary L. Glover-Former Ameriprise Broker-Disputes Customer Dispute Over Tenant in Common Investment
Gary L. Glover-Former Ameriprise Broker-Disputes Customer Dispute Over Tenant in Common Investment 150 150 Rex Securities Law

July 2016- John Creek, Georgia The FINRA records of Gary L. Glover  , a stock broker currently employed by Concorde Investment Services, disclose  a prior final customer dispute,  2 pending customer disputes, a prior final financial event…

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Barry W. Lemay-Former VSR Financial Broker-Discloses Customer Dispute Over Alternative Investments
Barry W. Lemay-Former VSR Financial Broker-Discloses Customer Dispute Over Alternative Investments 150 150 Rex Securities Law

Campbell, CA According to FINRA records,  Barry W. Lemay ,  a stockbroker  who  formerly worked for VSR Financial Services discloses  9 final customer disputes and  one pending customer dispute. The Financial Industry Regulatory Authority…

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Losses on KBR Baron’s Cove ? How to Recover Damages.
Losses on KBR Baron’s Cove ? How to Recover Damages. 150 150 Rex Securities Law

Investors suffering losses on KBR Baron’s Cove may be able to recover damages from the brokerage firm that sold the investment. Contact Rex Securities Law for details. No charge initial…

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Rocco Cortese Discloses Tenant in Common (TIC) Customer Dispute
Rocco Cortese Discloses Tenant in Common (TIC) Customer Dispute 150 150 Rex Securities Law

May 2016- San Francisco The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…

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Frank Dunn-Concorde Investment Services Broker-Discloses Settlement of Customer Dispute-The Woodlands, TX
Frank Dunn-Concorde Investment Services Broker-Discloses Settlement of Customer Dispute-The Woodlands, TX 150 150 Rex Securities Law

The Woodlands, Texas UPDATE JULY 2017-Public records reveal that n 12/2016 Frank T. Dunn, Jr. paid $22,500 to settle his portion of  FINRA CASE 16-0611, discussed below. ORIGINAL POST-May 2016 The…

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