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Texas Securities Commissioner

Texas Regulators Revoke Gus Marwieh’s Securities Registration-Austin, TX

Texas Regulators Revoke Gus Marwieh’s Securities Registration-Austin, TX 150 150 Rex Securities Law

October 2019 – Austin, Texas  Texas Securities Commissioner, Travis Iles, revoked the registration of  Gus Marwieh  for fraud related to the sale of pension investments, according to a news release…

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Texas Securities Board Appoints New Commissioner-Austin, TX

Texas Securities Board Appoints New Commissioner-Austin, TX 150 150 Rex Securities Law

August 2017-Austin, Texas Travis J. Lies was appointed Securities Commissioner of the Texas State Securities Board (TSSB) effective September 1, 2017. Lies has worked for the TSSB for 16 years and…

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Texas Securities Commissioner John Morgan Fines Citigroup Global Markets $35,000

Texas Securities Commissioner John Morgan Fines Citigroup Global Markets $35,000 150 150 Rex Securities Law

August 18, 2015-Austin, Texas John Morgan, Texas Securities Commissioner entered a Consent Order finding that Citigroup Global Markets, Inc. failed to monitor the registration status of sales assistants, some of…

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