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Southwest Securities

Walter Leighton Stallones-Hilltop Securities Broker-Discloses Settlement of Customer Disputes-San Marcos, TX

Walter Leighton Stallones-Hilltop Securities Broker-Discloses Settlement of Customer Disputes-San Marcos, TX 150 150 Rex Securities Law

February 2018 – San Marcos, Texas According to publicly available records Walter L. (Leighton) Stallones , (CRD# 433344) ,  a  stockbroker who is currently employed by Hilltop Securities Independent Network,  disclose that he was the…

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Michael Delao-Former Century Securities Broker-Sanctioned by Texas Securities Regulators

Michael Delao-Former Century Securities Broker-Sanctioned by Texas Securities Regulators 150 150 Rex Securities Law

December 2016-Georgetown, Texas The FINRA records of  Michael Ramon Delao,  a  stockbroker with St. Bernard Financial Services , disclose a recently regulatory event , a prior customer dispute and 2 terminations. The Financial Industry Regulatory…

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