SA Stone Wealth Management Archives - Rex Securities Law-BLOG

Rex Securities Law
November 11, 2021
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Greg Estes-Former SA Stone Wealth Mgmt. Broker-Discloses Pending Criminal Charge- San Angelo, TX

Greg Estes-Former SA Stone Wealth Mgmt. Broker-Discloses Pending Criminal Charge- San Angelo, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g November 11, 2021 November 11, 2021

Gregory F. Estes Investigation July 2021 -San Angelo, TX The FINRA records of Gregory F. Estes , a stockbroker who is not currently registered with any broker dealer, and who was last…

Rex Securities Law
July 19, 2016
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William R. Pintaric-Former WRP Investments Broker-Discloses Customer Dispute-Youngstown, OH

William R. Pintaric-Former WRP Investments Broker-Discloses Customer Dispute-Youngstown, OH https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g July 19, 2016 March 8, 2019

March 2019-Cuyahoga County, Ohio The FINRA records of William Richard Pintaric , (CRD 363876) a stock broker who is currently not registered and who previously worked for WRP Investments , disclose 2 prior regulatory events, a currently…