fbpx

recover oil investment losses

Dallas Oil & Gas Promoters-SourceRock Companies-Subject of TX State Securities Board Order

Dallas Oil & Gas Promoters-SourceRock Companies-Subject of TX State Securities Board Order 150 150 Rex Securities Law

February 2018-Dallas, Texas The Texas State Securities Board (TSSB) entered an Emergency Cease and Desist Order against Jason A. Gilbert and Parker R. Hallam who are doing business through SourceRock…

read more

Thomas Bodensteiner-Former VSR Financial Services Broker-Subject of Customer Suit Over Losses in UDF IV-Clear Lake, IA

Thomas Bodensteiner-Former VSR Financial Services Broker-Subject of Customer Suit Over Losses in UDF IV-Clear Lake, IA 150 150 Rex Securities Law

February 2018 – Clear Lake, Iowa The FINRA records of  Thomas W. Bodensteiner ,  a  stockbroker who was previously  employed by  VSR Financial Services  discloses a pending customer dispute . The Financial Industry…

read more

Jesse Griffin – Former VSR Financial Services Broker- Discloses Numerous Customer Disputes – Palm City, FL

Jesse Griffin – Former VSR Financial Services Broker- Discloses Numerous Customer Disputes – Palm City, FL 150 150 Rex Securities Law

February 2018 – Palm City, FL The FINRA records of  Jesse Julian Griffin, Jr. ,  a  stockbroker who was formerly  employed by  VSR Financial Services  discloses settlement of 5 customer disputes involving alternative…

read more

Timothy T. Gibbons-Former Morgan Stanley Broker-Ordered to Pay Former Customers $749K-New Orleans,LA

Timothy T. Gibbons-Former Morgan Stanley Broker-Ordered to Pay Former Customers $749K-New Orleans,LA 150 150 Rex Securities Law

November 2017-New Orleans, LA According to FINRA records,   without admitting or denying the findings, Timothy T. Gibbons , a former Morgan Stanley broker,  entered into an agreement with FINRA to resolve allegations that…

read more

John Carolyn-UBS Financial Broker-Subject of Numerous Customer Arbitrations Involving Oil & Gas Investments-Houston, TX

John Carolyn-UBS Financial Broker-Subject of Numerous Customer Arbitrations Involving Oil & Gas Investments-Houston, TX 150 150 Rex Securities Law

May 2017-Houston, TX The FINRA records of John Carolyn,  a  stockbroker who is employed by  UBS Financial Services  disclose 5 pending customer disputes involving oil and gas securities  and one prior customer dispute. The Financial Industry…

read more

Will R. Freeman-Wilbanks Securities Broker-Discloses $1.4M Claim Over Loss on Aztec Oil & Gas

Will R. Freeman-Wilbanks Securities Broker-Discloses $1.4M Claim Over Loss on Aztec Oil & Gas 150 150 Rex Securities Law

Oklahoma City, OK MAY 2017 UPDATE-Per FINRA records Will Ricker Freeman left Wilbanks Securities 10/2016 and he is not currently registered. ORIGINAL POST AUGUST 2016–The FINRA records of Will R. Freeman ,  a…

read more

Will R. Freeman-Wilbanks Securities Broker-Discloses $1.4M Customer Dispute Over Oil Investment

Will R. Freeman-Wilbanks Securities Broker-Discloses $1.4M Customer Dispute Over Oil Investment 150 150 Rex Securities Law

August  2016-Oklahoma City, OK The FINRA records of Will R. Freeman ,  a  stock broker who is currently employed by Wilbanks Securities, Inc.   disclose  a pending customer arbitration. The Financial Industry Regulatory Authority (FINRA) is the agency…

read more

Michael P. Dalessandro-Investment Center Broker-Discloses Customer Dispute Over Oil & Gas Investments

Michael P. Dalessandro-Investment Center Broker-Discloses Customer Dispute Over Oil & Gas Investments 150 150 Rex Securities Law

August  2016-Colt’s Neck, New Jersey The FINRA records of Michael P. Dalessandro ,  a  stock broker who is currently  employed  by The Investment Center  , disclose a pending customer dispute and a prior final customer dispute. The…

read more

The Investment Center Fined $50K For Sale of Energy Stocks to Texas Residents

The Investment Center Fined $50K For Sale of Energy Stocks to Texas Residents 150 150 Rex Securities Law

August 2016- Austin Texas The Texas State Securities Board (TSSB) sanctioned The Investment Center, Inc. , a New Jersey securities dealer registered in Texas for failing to supervise one of…

read more

This site is protected by wp-copyrightpro.com