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penny stock fraud

SEC Charges 13 with Fraud Boiler Room Scam Targeting Senior Citizens-Long Island
SEC Charges 13 with Fraud Boiler Room Scam Targeting Senior Citizens-Long Island 150 150 Rex Securities Law

July 2017 Thirteen individuals from two Long Island-based boiler rooms were charged with securities fraud by the Securities and Exchange Commission who alleges that they made hundreds of thousands of…

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Brandt B. Wendland-Former Feltl & Co. Broker-Named in Customer Arbitration Involving Penny Stocks
Brandt B. Wendland-Former Feltl & Co. Broker-Named in Customer Arbitration Involving Penny Stocks 150 150 Rex Securities Law

Minneapolis, MN According to FINRA records, Brandt B. Wendland , a broker who was  registered  with Feltl & Company from  3/2004-2/2017 and who is now employed by Advanced Advisor Group , disclose a…

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Montana Man Sentenced in Pump/Dump Penny Stock Scam
Montana Man Sentenced in Pump/Dump Penny Stock Scam 150 150 Rex Securities Law

April 3, 2015 The FBI announced that Matthew Carley, of Bozeman, Montana, was sentenced to 24 months in prison for his role in a stock manipulation scheme involving Ashburn, Virginia,…

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SEC Files Complaint Against Caledonian Bank-Penny Stocks
SEC Files Complaint Against Caledonian Bank-Penny Stocks 150 150 Rex Securities Law

February 11, 2015 The U.S. Securities & Exchange Commission (SEC) filed a complaint alleging the sale of unregistered securities against the following defendants: Caledonian Bank Ltd. Caledonian Securities Ltd. Clear…

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