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Obsidian Financial Group investigation

Naveed “Nick” Khan -Former Meyers Associates Broker- Indicted on Fraud Charges

Naveed “Nick” Khan -Former Meyers Associates Broker- Indicted on Fraud Charges 150 150 Rex Securities Law

UPDATE APRIL 2017 In March 2017, Naveed A. Khan was permanently barred by the SEC. ORIGINAL POST -May 2016-Staten Island The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and…

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Wesley Clinton -Network 1 Financial Securities Broker-Discloses Customer Disputes-Wantagh, NY

Wesley Clinton -Network 1 Financial Securities Broker-Discloses Customer Disputes-Wantagh, NY 150 150 Rex Securities Law

October 2017-Wantagh, NY The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

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Jeffrey Offen-Salomon Whitney Broker-Discloses Outstanding Judgments on FINRA Records

Jeffrey Offen-Salomon Whitney Broker-Discloses Outstanding Judgments on FINRA Records 150 150 Rex Securities Law

See this for February 2019 update. Jeffrey Lance Offen left Salomon Whitney Financial in 5/2016 and worked for Craft Capital Management from 10/2016-9/2017. He is not currently registered as a…

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