Newbridge Securities investigation Archives - Page 2 of 2

Rex Securities Law
March 3, 2017
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Kevin Jones-Former Newbridge Securities Broker-Discloses Customer Disputes-New York

Kevin Jones-Former Newbridge Securities Broker-Discloses Customer Disputes-New York http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 3, 2017 September 28, 2018

September 2018-New York According to publicly available records Kevin C. Jones , (CRD# 3124650) , a stockbroker who is not currently registered and who was last employed by Newbridge Securities Corp.,…

Rex Securities Law
August 12, 2016
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William K. Bradley-Former Newbridge Securities Broker-Discloses Customer Dispute & Termination

William K. Bradley-Former Newbridge Securities Broker-Discloses Customer Dispute & Termination http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 12, 2016 August 12, 2016

August 2016- New York The FINRA records of William K. Bradley, a stock broker who is currently employed by Meyers Associates, disclose a currently pending customer dispute and a prior termination from employment. The Financial Industry…

Rex Securities Law
August 12, 2016
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Brent Porges-Former Meyers Assoc. Broker-Discloses Customer Disputes & Regulatory Investigations

Brent Porges-Former Meyers Assoc. Broker-Discloses Customer Disputes & Regulatory Investigations http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 12, 2016 January 8, 2017

August 2016- New York The FINRA records of Brent Porges, a former stock broker who is currently not licensed disclose a currently pending regulatory matter, a prior regulatory matter, 4 prior customer disputes, a currently…

Rex Securities Law
May 14, 2016
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Gerald Cocuzzo-Former Newbridge Securities Broker-Indicted For Securities Fraud

Gerald Cocuzzo-Former Newbridge Securities Broker-Indicted For Securities Fraud http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g May 14, 2016 November 22, 2016

May 2016-Boca Raton, FL UPDATE NOVEMBER 2016-Gerald Cocuzzo pleads guilty to securities fraud. Link to US Attorneys office press release. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and…