September 2018-New York According to publicly available records Kevin C. Jones , (CRD# 3124650) , a stockbroker who is not currently registered and who was last employed by Newbridge Securities Corp.,…
read moreAugust 2016- New York The FINRA records of William K. Bradley, a stock broker who is currently employed by Meyers Associates, disclose a currently pending customer dispute and a prior termination from employment. The Financial Industry…
read moreAugust 2016- New York The FINRA records of Brent Porges, a former stock broker who is currently not licensed disclose a currently pending regulatory matter, a prior regulatory matter, 4 prior customer disputes, a currently…
read moreMay 2016-Boca Raton, FL UPDATE NOVEMBER 2016-Gerald Cocuzzo pleads guilty to securities fraud. Link to US Attorneys office press release. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and…
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