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Massachusetts securities regulator

Merrill Fined $2.5 Million by Massachusetts Securities Regulator William Galvin

Merrill Fined $2.5 Million by Massachusetts Securities Regulator William Galvin 150 150 Rex Securities Law

March 23, 2015 The Wall Street Journal reports that Merrill Lynch was ordered to pay $2.5 million to to Massachusetts Securities Regulators to resolve claims that it gave  internal presentations…

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