Mark A. Plummer Archives - Rex Securities Law-BLOG

Rex Securities Law
July 13, 2022
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Todd Prince Sanctioned by Texas Securities Regulator For Beeler 2H Joint Venture Sales-Austin, TX

Todd Prince Sanctioned by Texas Securities Regulator For Beeler 2H Joint Venture Sales-Austin, TX http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g July 13, 2022 July 13, 2022

Todd Prince Sanctioned for Sales of Beeler 2H Joint Venture Sales July 2022- Austin, TX On April 21, 2022, the Texas State Securities Board (TSSB) entered an order sanctioning Todd Prince. According…

Rex Securities Law
February 11, 2016
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Wayne Kirk/Reef Securities Investigation–Update

Wayne Kirk/Reef Securities Investigation–Update http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 11, 2016 June 6, 2016

February 11, 2016- Richardson, Texas Rex Securities Law is investigating Harris Wayne Kirk , a stock broker currently registered with Reef Securities, Inc. Kirk’s FINRA record indicates that he has been named in 3 customer disputes.…

Rex Securities Law
August 10, 2015
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Mark Plummer/Chestnut Exploration Expelled From Securities Industry-Richardson, TX

Mark Plummer/Chestnut Exploration Expelled From Securities Industry-Richardson, TX http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 10, 2015 April 3, 2017

DECEMBER 2016 UPDATE-Richardson, Texas In an Extended Hearing Panel Decision, FINRA expelled Texas E&P Partners for providing a falsified document to FINRA during an investigation. Mark Plummer, its CEO, was…