Lowell and Company complaint Archives - Rex Securities Law-BLOG

Rex Securities Law
September 24, 2018
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Bill Lowell of Lowell & Company- Discloses $375K Settlement of Customer Suit-Lubbock, TX

Bill Lowell of Lowell & Company- Discloses $375K Settlement of Customer Suit-Lubbock, TX http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g September 24, 2018 May 29, 2019

May 2019- Lubbock, Texas The FINRA records of William (“Bill”) Hamilton Lowell , a financial advisor who is currently registered with Crescent Securities Group and Lowell & Company , disclose two prior regulatory issues and…

Rex Securities Law
July 15, 2015
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Former Lowell and Company Broker From Lubbock Sanctioned by Regulators

Former Lowell and Company Broker From Lubbock Sanctioned by Regulators http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g July 15, 2015 February 11, 2016

July 10, 2015-Lubbock, TX Jeffery Karl Hobgood entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he willfully failed to…