l.m. kohn complaint Archives - Rex Securities Law-BLOG

Rex Securities Law
July 10, 2016
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David K. Rubenstein-Former Ameriprise Broker-Discloses Terminations from Employment

David K. Rubenstein-Former Ameriprise Broker-Discloses Terminations from Employment http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g July 10, 2016 July 10, 2016

July 2016- Troy, Michigan The FINRA records of David K. Rubenstein , a stock broker currently employed by L.M. Kohn & Company, disclose a prior final customer dispute, a prior final financial disclosure and 2 prior…

Rex Securities Law
July 10, 2016
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Matthew T. Flynn-L.M. Kohn Broker-Discloses Customer Dispute Over REIT Investment

Matthew T. Flynn-L.M. Kohn Broker-Discloses Customer Dispute Over REIT Investment http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g July 10, 2016 July 10, 2016

July 2016- Troy, Michigan The FINRA records of Matthew T. Flynn , a stock broker employed by L.M. Kohn & Company, disclose a pending customer arbitration, a prior final financial disclosure and a prior termination. The…

Rex Securities Law
July 9, 2016
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Charles J. Ehnot-L. M. Kohn Broker- Discloses 30 Customer Disputes-Dunmore, PA

Charles J. Ehnot-L. M. Kohn Broker- Discloses 30 Customer Disputes-Dunmore, PA http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g July 9, 2016 January 10, 2020

January 2020- Dunmore, PA The FINRA records of Charles J. Ehnot , a stock broker employed by L.M. Kohn & Company, disclose 30 prior customer disputes and two outstanding IRS tax liens. See…

Rex Securities Law
July 9, 2016
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Douglas C. Osborn-L.M. Kohn Stock Broker Discloses Customer Dispute

Douglas C. Osborn-L.M. Kohn Stock Broker Discloses Customer Dispute http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g July 9, 2016 July 10, 2016

July 2016- Troy, Michigan The FINRA records of Douglas C. Osborn , a stock broker employed by L.M. Kohn & Company, disclose a pending customer arbitration. The Financial Industry Regulatory Authority (FINRA) is the agency that…