September 2018 – Brookfield, WI According to publicly available records Joel Blumenschein (CRD#1372334) , a stockbroker who formerly was registered with Freedom Investors Corp. , disclose a Regulatory Event and a pending customer dispute…
read moreAugust 2016- Green Bay, WI The FINRA records of Henry C. Prange, IV, , a stock broker who is currently employed by KCD Financial, Inc. disclose a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is…
read moreAugust 2016- Oak Lawn, IL The FINRA records of Randall A. Heller , a stock broker who is currently employed by KCD Financial, Inc. disclose a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the…
read moreAugust 2016- Manlius, NY The FINRA records of George P. Koulouris , a stock broker who is currently employed by KCD Financial, Inc. disclose a prior regulatory event, 6 prior customer disputes, one currently pending customer dispute…
read more