Joseph Stone Capital Archives - Rex Securities Law-BLOG

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September 23, 2022
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Joseph Ambrosole- Former Joseph Stone Capital Advisor- Discloses Regulatory Events, Customer Suits and an IRS Lien – New York, NY

Joseph Ambrosole- Former Joseph Stone Capital Advisor- Discloses Regulatory Events, Customer Suits and an IRS Lien – New York, NY http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER http://0.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g September 23, 2022 September 23, 2022

Joseph Ambrosole Investigation September 2022- New York, NY According to publicly available records, Joseph Ambrosole a former FINRA registered representative who last worked for Joseph Stone Capital, discloses 5 prior…

ER
April 7, 2022
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Michael J. May- Joseph Stone Capital Broker- Discloses Regulatory Event and Settled Customer Dispute- Mineola, NY

Michael J. May- Joseph Stone Capital Broker- Discloses Regulatory Event and Settled Customer Dispute- Mineola, NY http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER http://0.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g April 7, 2022 April 7, 2022

Michael J. May Investigation April 2022- Mineola, NY According to publicly available records, Michael James May, a broker who formerly worked for Joseph Stone Capital discloses a regulatory event and a…

Rex Securities Law
November 22, 2021
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Sebastian Wyczawski-Former Joseph Stone Capital Broker-Excessive Trading Leads to Regulatory Sanctions-Manorville, NY

Sebastian Wyczawski-Former Joseph Stone Capital Broker-Excessive Trading Leads to Regulatory Sanctions-Manorville, NY http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g November 22, 2021 November 22, 2021

Sebastian Wyczawski Investigation November 2021- Manorville, NY According to publicly available records , Sebastian Wyczawski (CRD #2835135), a stockbroker formerly employed by Joseph Stone Capital, disclose a recent regulatory sanction and a settled customer…

ER
July 29, 2021
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David Martirosian-Former Joseph Stone Capital Broker-Permanently Barred From FINRA- NYC, NY

David Martirosian-Former Joseph Stone Capital Broker-Permanently Barred From FINRA- NYC, NY http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER http://0.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g July 29, 2021 July 29, 2021

July 2021- New York, NY According to publicly available records David Martirosian (CRD#5261144), a former stockbroker who last worked for Joseph Stone Capital, has been permanently barred from FINRA. The…

Rex Securities Law
May 9, 2016
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Robert Murray, III-Joseph Stone Capital Broker-Named in Numerous Customer Arbitrations

Robert Murray, III-Joseph Stone Capital Broker-Named in Numerous Customer Arbitrations http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g May 9, 2016 February 13, 2018

February 2018 The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…