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Joseph Gunnar investigation

Nicholas J. Schiano- Former Worden Capital Management Broker- Discloses Customer Disputes- NYC

Nicholas J. Schiano- Former Worden Capital Management Broker- Discloses Customer Disputes- NYC 150 150 Rex Securities Law

September 2019, New York, NY According to publicly available records Nicholas James Schiano   (CRD#4429212) ,  a  stockbroker currently registered  with Spartan Capital Securities,  disclose 1 prior customer dispute and 1 pending…

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Robert P. Solow- Former Trident Partners Broker-Discloses Pending Customer Suit- Melville, NY

Robert P. Solow- Former Trident Partners Broker-Discloses Pending Customer Suit- Melville, NY 150 150 Rex Securities Law

September 2019, Melville, NY According to publicly available records Robert Paul Solow   (CRD# 4532161) ,  a  stockbroker who is not not registered and who last worked for Joseph Gunnar & Co.…

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Robert Estevez, Former Investors Capital Corp Broker-Discloses Regulatory Matters-NY

Robert Estevez, Former Investors Capital Corp Broker-Discloses Regulatory Matters-NY 150 150 Rex Securities Law

March 2017- New York According to publicly available records Robert Estevez , (CRD# 3161419) ,  a  stockbroker who previously worked for Investors Capital Corp and who is currently employed by Joseph Gunnar &…

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Thomas J. Briguccia-K.C. Ward Financial Broker-Discloses Customer Disputes & Outstanding Judgments

Thomas J. Briguccia-K.C. Ward Financial Broker-Discloses Customer Disputes & Outstanding Judgments 150 150 Rex Securities Law

August 2016- Ronkonkoma, NY The FINRA records of Thomas J. Briguccia, Jr. ,  a  stock broker who is currently  employed by K. C. Ward Financial  disclose 3 currently pending customer disputes, a6 prior customer disputes…

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James N. Forster Discharged From Joseph Gunnar & Co.

James N. Forster Discharged From Joseph Gunnar & Co. 150 150 Rex Securities Law

March 23, 2016, NYC According to his official FINRA records, James N. Forster was discharged from Joseph Gunnar & Co. in December, 2015, for “wrongful taking of personal items”. Forster…

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John Cangialosi -Worden Capital Management Broker-Discloses Customer Dispute Alleging Churning-New York

John Cangialosi -Worden Capital Management Broker-Discloses Customer Dispute Alleging Churning-New York 150 150 Rex Securities Law

September 2019-New York FINRA records disclose that John S. Cangialosi, who is currently registered with Worden Capital Management, has two prior regulatory events, a currently pending customer dispute, 7 prior customer…

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