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John William Rafal

John W. Rafal-Essex Financial Former President/CEO-Sentenced

John W. Rafal-Essex Financial Former President/CEO-Sentenced 150 150 Rex Securities Law

February 2018 update. Link to Rafal’s official FINRA record which discloses 3 final regulatory events, one final criminal proceeding, a customer dispute and a termination from employment. The U.S. Attorney’s Office for…

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