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J.P. Turner & Company problem

Raymond J. Pirrello-Former Garden State Securities Broker-Named in SEC Insider Trading Complaint

Raymond J. Pirrello-Former Garden State Securities Broker-Named in SEC Insider Trading Complaint 150 150 Rex Securities Law

MARCH 2018 UPDATE-Pirrello Named in customer arbitration alleging churning. See this for details. May 2017 UPDATE-FINRA records disclose that Raymond J. Pirrello, Jr.  has 9 prior final customer disputes and…

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Robert E. Gill-Chelsea Financial Services-Reports 18 Disclosure Events on FINRA Record-Tinton Falls, NJ

Robert E. Gill-Chelsea Financial Services-Reports 18 Disclosure Events on FINRA Record-Tinton Falls, NJ 150 150 Rex Securities Law

Tinton Falls, NJ The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

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Steve Sabi -Network 1 Financial Securities Broker-Discloses Customer Dispute-Great Neck, NY

Steve Sabi -Network 1 Financial Securities Broker-Discloses Customer Dispute-Great Neck, NY 150 150 Rex Securities Law

May 2016-Great Neck, NY The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…

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Phillip Dunwoody Cox- Former Sterne Agee Broker in Atlanta Sanctioned by Regulators

Phillip Dunwoody Cox- Former Sterne Agee Broker in Atlanta Sanctioned by Regulators 150 150 Rex Securities Law

July 24,  2015- Atlanta, Georgia Phillip Dunwoody Cox, Jr.  ,  entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he…

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Evan Kochav-Former World Equity Group Broker-Indicted

Evan Kochav-Former World Equity Group Broker-Indicted 150 150 Rex Securities Law

March 24, 2015-Trenton, New Jersey NJ.Com reports that Evan Kochav, 33, of Jersey City has been indicted and charged with stealing over $561K from clients of his investment firm and then…

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